Michael Lawrence Mann

Current Employers

Employment History

• 08/2014 → 03/2017
  Axiom Capital Management, Inc.
  New York, NY
• 03/2017 → 08/2019
  Ascendant Alternative Strategies, Llc
  Austin, TX
• 04/2019 → 04/2020
  Emerson Equity Llc
  San Mateo, CA
• 04/2020 → Present
  Ausdal Financial Partners, Inc
  Davenport, IA
• 09/2020 → Present
  Miami Life, Inc
  Pittsburgh, PA

Previous Registrations

• 2020-02-13 → 2020-03-30
  Emerson Equity Llc
  Anaheim, CA
  Irvine, CA
  Irvine, CA
• 2013-11-25 → 2014-08-21
  Capital Client Group, Inc.
  San Antonio, TX

Other Businesses

INSURANCE SALES; INVESTMENT RELATED; CHESTERFIELD, MI; SALE OF INSURANCE PRODUCTS; AGENT; ACTIVITY BEGAN 05/2020; I DEVOTE APPX 80 HOURS PER MONTH TO THIS ACTIVITY WITH 40 OF THOSE HOURS DURING TRADING HOURS; SALE OF INSURANCE PRODUCTS TO CLIENTS. NATIONAL BROKERAGE ATLANTIC/MIAMI LIFE; INVESTMENT RELATED; CHESTERFIELD, MI; RECRUIT INSURANCE AGENTS; RECRUITER; ACTIVITY BEGAN 09/2020; I DEVOTE 20 HOURS TO THIS ACTIVITY WITH 10 HOURS DURING TRADING HOURS; WHOLESALE INDEPENDENT CONTRACTOR. FIRSTGEN PLANNING LLC; INVESTMENT RELATED; BIRMINGHAM, MI; FINANCIAL PLANNING SERVICES; OWNER; ACTIVITY BEGAN 06/2020; I DEVOTE 160 HOURS PER MONTH TO THIS ACTIVITY WITH 120 OF THOSE HOURS DURING TRADING HOURS; SALE OF FINANCIAL PLANNING SERVICES TO CLIENTS. TAX MASTER NETWORK; NOT INVESTMENT RELATED; BIRMINGHAM, MI; TAX PLANNING STRATEGIES; REFERRING AGENT; ACTIVITY BEGAN IN 08/2021; I DEVOTE APPX 10 HOURS PER MONTH TO THIS ACTIVITY WITH 4 OF THOSE HOURS DURING TRADING HOURS; REFER CLIENTS TO TAX MASTER NETWORK FOR A REFERRAL FEE. ENDOWMENT MANAGEMENT GROUP; INVESTMENT RELATED;BIRMINGHAM, MI; CHARITABLE TAX PLANNING STRATEGIES; REFERRAL AGENT; ACTIVITY BEGAN 08/2021; I DEVOTE APPX 10 HOURS PER MONTH WITH 8 OF THOSE HOURS DURING TRADING HOURS; REFER CLIENTS FOR CHARITABLE TAX PLANNING STRATEGIES AND IMPLEMENTATION. PHIL KLEIN INSURANCE GROUP A SUBSIDIARY OF ALERA; INVESTMENT RELATED; CHESTERFIELD, MI; OUTSIDE INSURANCE SALES; AGENT; ACTIVITY WILL BEGIN IN MARCH 2024; I DEVOTE APPX 10 HOURS PER MONTH ALL DURING TRADING HOURS TO THIS ACTIVITY; OUTSOURCING LIFE, ACCIDENT AND HEALTH REFERRALS TO PHIL KLEIN INSURANCE GROUP. FIRST GEN PLANNING, LLC; THIS ACTIVITY IS NOT INVESTMENT RELATED; CHESTERFIELD, MI; REFERRING AGENT; ACTIVITY BEGAN 10/2025; I DEVOTE APPX 10 HOURS TO THIS ACTIVITY ALL DURING TRADING HOURS; IDENTIFY AND RECOMMEND QUALIFIED INVESTORS TO SOLAR/BATTERY INSTALL COMPANIES FOR POTENTIAL OWNERSHIP OF SOLAR LEASING PROJECTS.

Exams

• S65 Uniform Investment Adviser Law Examination
  2013-11-15
• S63 Uniform Securities Agent State Law Examination
  2012-10-17

Designations