Elizabeth Ann Anderson

Current Employers

Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2020-01-10

CA RA
APPROVED

Since 2020-01-10

Branch Locations

Captain Cook, HI • United States

4340 Von Karman Ave Suite 101, Newport Beach, CA 92660 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services Inc	Newport Beach	CA	02/2013	01/2020
Wells Fargo Advisors Financial Network, Llc	Newport Beach	CA	01/2020	Present

02/2013 → 01/2020

Ubs Financial Services Inc

Newport Beach, CA
01/2020 → Present

Wells Fargo Advisors Financial Network, Llc

Newport Beach, CA

Previous Registrations

2017-06-14 → 2020-01-21

Ubs Financial Services Inc.

Newport Beach, CA

Other Businesses

CALIFORNIA NOTARY PUBLIC; NOT INV. RELATED; NEWPORT BEACH,CA; START DATE 11/23/2019; NUMBER OF HOURS PER MONTH 1; NUMBER OF HOURS DURING TRADING 0; NOTARIZING DOCUMENTS.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2017-06-14

S66 Uniform Combined State Law Examination

2017-06-14

View on SEC IAPD