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Rey Dues

Charles Schwab & Co., Inc.

Noblesville, IN

Lone Tree, CO

CRD 5936573

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Employer firm

Charles Schwab & Co., Inc. CRD 5393

955,800 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Selection of other advisers
  • WRAP FEE PROGRAM SPONSOR AND FINANCIAL PLANNING ADVISOR REFERRAL PROGRAM

From the firm’s Form ADV. Read the guides:

Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-01-03
IN RA APPROVED 2011-08-25
  • TX RA
    APPROVED_RES
    Since 2023-01-03
  • IN RA
    APPROVED
    Since 2011-08-25

Branch Locations

Noblesville, IN • United States

9800 Schwab Way, Lone Tree, CO 80124 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc. Noblesville IN 06/2011 Present
Charles Schwab Bank, Ssb Noblesville IN 08/2021 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2010-12-30
S63 Uniform Securities Agent State Law Examination 2010-08-13
  • S65 Uniform Investment Adviser Law Examination
    2010-12-30
  • S63 Uniform Securities Agent State Law Examination
    2010-08-13
Designations
  • Certified Financial Planner
Other Names
  • Reynard Dues

View on SEC IAPD

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