Kevin Zachariah Swad

Employer firm

Swad Wealth Management LLC CRD 319218

$111M regulatory AUM 1 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2021 → 04/2022
  Charles Schwab & Co., Inc.
  Santa Rosa, CA
• 08/2013 → 04/2022
  Charles Schwab Bank, Ssb
  Santa Rosa, CA
• 07/2014 → 01/2021
  Charles Schwab & Co., Inc.
  Santa Rosa, CA
• 05/2022 → Present
  Swad Wealth Management, Llc
  Santa Rosa, CA

Previous Registrations

• 2013-08-20 → 2022-04-24
  Charles Schwab & Co., Inc.
  Indianapolis, IN
  Santa Rosa, CA

Other Businesses

REAL ESTATE/PROPERTY MANAGEMENT, INDIANAPOLIS, INDIANA, NOT INVESTMENT RELATED, 06/01/2013, PROPERTY OWNER, LESS THAN 20 HOURS PER MONTH, 0 HOURS DURING SECURITIES TRADING HOURS. LICENSED INSURANCE AGENT; INSURANCE CA LICENSE #0164480; DOES NOT INTEND TO SOLICIT ANY INSURANCE PRODUCTS; DOES NOT RECEIVE INSURANCE COMMISSIONS; 1 HOUR PER MONTH; 0 HOURS DURING SECURITIES TRADING HOURS.

Exams

• S65 Uniform Investment Adviser Law Examination
  2013-08-20
• S63 Uniform Securities Agent State Law Examination
  2011-10-07

Designations

• Certified Financial Planner

Other Names

• Zack Swad