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4135 Nw Urbandale Dr, Urbandale, IA 50322 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TN | RA | APPROVED | 2025-11-03 |
Branch Locations
5865 Ridgeway Center Pkwy Suite 300-333, Memphis, TN 38120 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fsc Securities Corporation | Memphis | TN | 11/2011 | 07/2018 |
| Integrity Alliance, Llc. | Memphis | TN | 11/2025 | Present |
| Integrity Alliance, Llc. | Memphis | TN | 11/2025 | Present |
| Lion Street Financial | Memphis | TN | 07/2018 | 11/2025 |
1.CBR REAL ESTATE ANALYSIS - OWNER AND CONSULTANT FOR OWNERS AND BUYERS OF INVESTMENT REAL ESTATE, SUCH AS APARTMENT COMMUNITIES, NON-INVESTMENT BUSINESS, 1-3% OF TIME SPENT ON THIS ACTIVITY. 2.INSURANCE SALES-THROUGH RADIAN PARTNERS, LLC 6060 POPLAR AVENUE MEMPHIS, TN 38119, 901-202-3909 AND FAX 901-202-3975. EMAIL USED IS PATRICK.MCDOWELL@RADIANPARTNERS.NET AND WEBSITE IS WWW.RADIANPARTNERS.NET. TO ASSIST CLIENTS WITH ALL THEIR FINANCIAL NEEDS IN ADDITION TO BROKERAGE TYPE SERVICES. 3.TEACHING FINANCIAL EDUCATION CLASSESS - -THROUGH RADIAN PARTNERS, LLC 6060 POPLAR AVENUE MEMPHIS, TN 38119, 901-202-3909 AND FAX 901-202-3975. EMAIL USED IS PATRICK.MCDOWELL@RADIANPARTNERS.NET AND WEBSITE IS WWW.RADIANPARTNERS.NET. TO ASSIST CLIENTS WITH ALL THEIR FINANCIAL NEEDS IN ADDITION TO BROKERAGE TYPE SERVICES. CLASSES USE INVITES APPROVED BY FSC AND USE TEXT MATERIAL APPROVED BY FSC. 4.FINANCIAL EDUCATION AND RETIREMENT POSITION: Owner NATURE: Financial education INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 06/01/2014 ADDRESS: 6055 Primacy Parkway #160, Memphis TN 38120, United States DESCRIPTION: Instructor 5.POPLAR RIDGE FARMS HOMEOWNERS ASSOCIATION POSITION: Board Member NATURE: Homeowners association for my neighborhood INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 01/15/2018 ADDRESS: 6799 Neshoba Rd, Memphis TN 38120, United States DESCRIPTION: President of the Board of Directors 6. SHELBY COUNTY DRUG COURT FOUNDATION POSITION: Board Member NATURE: Raise funds to help people arrested and before the drug court to offer alternative solutions from jail such as rehab, halfway house, counseling, etc. INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 01/24/2003 ADDRESS: 201 Poplar Ave, Memphis TN 38103, United States DESCRIPTION: Member of the Board of Directors. 7. CRIMESTOPPERS OF MEMPHIS AND SHELBY COUNTY, INC. POSITION: Board Member NATURE: Not for profit to pay awards for tips on criminals INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 06/03/2023 ADDRESS: 600 Jefferson, Ste 451, Memphis TN 38103, United States DESCRIPTION: Board Member voting on business operations and marketing, fundraising 8. EXCELSIOR WEALTH POSITION: Owner NATURE: Excelsior Wealth is a DBA for my financial advisor practice will be involved with marketing, financial education, and insurance sales. INVESTMENT RELATED: Yes NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 40 START DATE: 01/14/2026 ADDRESS: 5865 Ridgeway Center Pkwy, Suite 300, Memphis TN 38120, United States DESCRIPTION: Financial Advisory practice
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-07-27 |
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