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Charles White Litton

Ubs Financial Services Inc.

Houston, TX

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2011-08-17
  • TX RA
    APPROVED
    Since 2011-08-17

Branch Locations

4400 Post Oak Parkway 17Th Floor, Houston, TX 77027 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Houston TX 06/2011 Present
  • 06/2011 → Present
    Ubs
    Houston, TX
Other Businesses

GARY L LEVERING ENDOWMENT / 3800 BUFFALO SPEEDWAY, SUITE 350 HOUSTON,TEXAS 77098 / / MEMBER OF BOARD OF DIRECTORS / START DATE 6/24/2015

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-08-16
  • S66 Uniform Combined State Law Examination
    2011-08-16
Other Names
  • Charles Litton

View on SEC IAPD

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Other Offices

BRIDGE CAPITAL ADVISORS · HOUSTON, TX
TSA WEALTH MANAGEMENT · HOUSTON, TX
PEREA CAPITAL · HOUSTON, TX
TRI-STAR ADVISORS, INC. · HOUSTON, TX
HORNOR, TOWNSEND & KENT, LLC · Houston, TX
AMERIPRISE FINANCIAL SERVICES, LLC · Houston, TX
LPL FINANCIAL LLC · HOUSTON, TX
MARINER INDEPENDENT · Houston, TX

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