Thomas Wade Griffith

Current Employers

Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2018-12-07
ME	RA	APPROVED	2013-04-26

TX RA
APPROVED_RES

Since 2018-12-07
ME RA
APPROVED

Since 2013-04-26

Branch Locations

Lincolnville, ME • United States

2516 Atlantic Hwy, Lincolnville, ME 04849 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Edward Jones	St. Louis	MO	04/2013	Present

04/2013 → Present

Edward Jones

St. Louis, MO

Previous Registrations

2011-09-20 → 2013-04-30

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Portland, ME

Other Businesses

DG Enterprise LLC Type of business: real estate Lincolnville, ME Start date: 3/10/2023 Shareholder Hours per week: 0 Hours during trading: 0 Desc: This is my wife's corporation * Percheron Properties LLC dba The New England RE Co Type of business: real estate agency Lincolnville, ME Start date: 3/10/2023 Advisor/Consultant Hours per week: 0 Hours during trading: 0 Desc: This is my wife's S-corp that she utilizes to operate her real estate agency, there are no employees and it has no retirement plan, she is the sole owner and I 'consult' with her on her business financial concerns

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2011-09-01

S66 Uniform Combined State Law Examination

2011-09-01

Designations

Other Names

Thomas Wade Decker Griffith
Thomas Wade Griffith
Thomas W Griffith

View on SEC IAPD