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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2015-01-23
NE RA APPROVED 2012-02-01
  • TX RA
    APPROVED_RES
    Since 2015-01-23
  • NE RA
    APPROVED
    Since 2012-02-01

Branch Locations

1935 North 120Th, Omaha, NE 68154 • United States

8535 Executive Woods Dr Ste 300, Lincoln, NE 68512 • United States

Lincoln, NE • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Tipton IA 06/2011 03/2020
Ameriprise Financial Services, Llc Lincoln NE 03/2020 Present
Other Businesses

Business Ownership; MALABB LLC; Owner; Manage Ameriprise Business; 8535 Executive Woods Drive, Ste 300, Lincoln, NE, 68512; Investment-Related; 01/01/2024; 60 hours per month; 60 during trading hours. Outside Employment; Cirksena, Knight, Jacobsen, Sieps & Kresse, LLC; Financial Advisor - I am a financial advisor and perform services to CIO Wealth Strategies a PWA practice and am compensated through the LLC.; ; 1935 N 120th Street, , Omaha, NE, 68154; Investment-Related; 04/09/2020; 60 hours per month; 60 during trading hours / MALABB LLC; Owner; Manage advisory business; 3811 Petersburg Court, , Lincoln, NE, 68516; Investment-Related; 01/01/2024; 60 hours per month; 40 to 59 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-01-26
  • S66 Uniform Combined State Law Examination
    2012-01-26
Other Names
  • Mason Allen Doughty

View on SEC IAPD

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