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Citizens Securities, Inc. CRD 39550
$12.9B regulatory AUM 60,545 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One Citizens Bank Way Jcb135, Johnston, RI 02919 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2025-09-08 |
| OH | RA | APPROVED | 2023-01-04 |
| FL | RA | APPROVED | 2017-05-10 |
| RI | RA | APPROVED | 2017-05-10 |
| CT | RA | APPROVED | 2017-05-09 |
Branch Locations
1 Citizens Bank Way, Johnston, RI 02919 • United States
989 Centerville Road, Unit C Mailstop: Ri031, Warwick, RI 02886 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Bank Na | Meriden | CT | 03/2012 | 04/2017 |
| Wells Fargo Advisors Llc | West Haven | CT | 06/2013 | 11/2016 |
| Wells Fargo Clearing Services, Llc | West Haven | CT | 11/2016 | 04/2017 |
| Citizens Securities, Inc. | Cumberland | RI | 04/2017 | 12/2017 |
| Citizens Securities, Inc. | Cumberland | RI | 12/2017 | 06/2021 |
| Citizens Bank | Cumberland | RI | 12/2017 | 06/2021 |
| Citizens Securities, Inc. | Warwick | RI | 06/2021 | Present |
NOTARY - NOTARIZE DOCUMENTS 2 HOURS MONTHLY
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2012-12-23 |
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