Peter Henrich

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2014 → 07/2017
  Citigroup
  Chicago, IL
• 07/2017 → 09/2019
  Credit Suisse Securities (Usa) Llc
  Chicago, IL
• 09/2019 → 04/2023
  Christian Brothers Investment Services, Inc.
  Chicago, IL
• 01/2022 → 03/2023
  Foreside Financial Services, Llc
  Chicago, IL
• 04/2023 → 04/2023
  Unemployed
  Chicago, IL
• 05/2023 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Chicago, IL
• 06/2023 → Present
  Bank Of America, N.A.
  Chicago, IL

Other Businesses

I*1327266 For profit or not for profit: Entity For Profit Name of outside business organization: DHP Investments, LLC Investment related: No Address of business: Winnetka, Illinois, 60093 Position, title, association: General Partner/Managing Member Start date of relationship: 6/1/2023 Number of hours devoted: 1 hour Monthly Number of hours devoted during trading hours: 0 Duties: DHP Investments, LLC is an entity that manages my immediate family's personal investments (e.g., for just myself and my wife). My wife and I are both managing members. I*: 2445336 Entity Type: For Profit Name of OBA: DHP Investments II, LLC Address: Cheyenne, WY 82001 Investment Related: No Position, Title, Association: General Partner/ Managing Member Employee Start Date: 05/09/2025 Number of Hours: 2 hrs mthly Number of Hours during trading: 0 Duties: DHP Investments II, LLC is an entity designed to invest in clean energy tax credits (e.g., just for myself and my wife). My wife and I are the only members (we are both managing members)

Exams

• S66 Uniform Combined State Law Examination
  2023-06-09
• S63 Uniform Securities Agent State Law Examination
  2012-09-26

Other Names

• Peter C Henrich
• Peter Christian Henrich