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Lisa Michelle Pascuzzi

Morgan Stanley

Los Gatos, CA

San Francisco, CA

CRD 5935020

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Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-08-25
NY RA APPROVED 2021-06-16
TX RA APPROVED_RES 2019-01-31
  • CA RA
    APPROVED
    Since 2025-08-25
  • NY RA
    APPROVED
    Since 2021-06-16
  • TX RA
    APPROVED_RES
    Since 2019-01-31

Branch Locations

Los Gatos, CA • United States

555 California Street Pwm, San Francisco, CA 94104 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Llc San Francisco CA 02/2016 Present
  • 02/2016 → Present
    Morgan Stanley Smith Barney Llc
    San Francisco, CA
Previous Registrations
  • 2013-01-28 → 2015-06-18
    Morgan Stanley
    San Francisco, CA
    Purchase, NY
    San Francisco, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-01-25
  • S66 Uniform Combined State Law Examination
    2013-01-25

View on SEC IAPD

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