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John Bayard Trask

Tiaa-Cref Individual & Institutional Services, LLC

Seattle, WA

Seattle, WA

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Current Employers
Tiaa-Cref Individual & Institutional Services, Llc

730 Third Avenue, New York, NY 10017-3206 • United States

Current Registrations

AuthorityCategoryStatusDate
WA RA APPROVED 2026-07-09
  • WA RA
    APPROVED
    Since 2026-07-09

Branch Locations

Seattle, WA • United States

617 Eastlake Avenue East Suite 100, Seattle, WA 98109 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Tiaa-Cref Individual & Institutional Services, Llc Seattle WA 05/2011 Present
Tiaa Seattle WA 05/2011 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2014-06-26
S63 Uniform Securities Agent State Law Examination 2011-07-06
  • S65 Uniform Investment Adviser Law Examination
    2014-06-26
  • S63 Uniform Securities Agent State Law Examination
    2011-07-06
Other Names
  • John B Trask

View on SEC IAPD

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