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Maria Leticia Monroe

LPl Financial LLC

Phoenix, AZ

San Diego, CA

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2024-12-24
CA RA APPROVED 2022-04-08
  • AZ RA
    APPROVED
    Since 2024-12-24
  • CA RA
    APPROVED
    Since 2022-04-08

Branch Locations

Phoenix, AZ • United States

4707 Executive Dr, San Diego, CA 92121-3091 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Axa Advisors, Llc New York NY 07/2015 06/2020
Equitable Advisors, Llc New York NY 07/2015 03/2022
Lpl Financial Llc Phoenix AZ 03/2022 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-10-28
S63 Uniform Securities Agent State Law Examination 2000-10-27
  • S66 Uniform Combined State Law Examination
    2015-10-28
  • S63 Uniform Securities Agent State Law Examination
    2000-10-27
Other Names
  • Maria Leticia Sario
  • Maria Leticia Hernandez

View on SEC IAPD

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