Thomas Joseph Cannizzo

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2011 → 11/2016
  Wells Fargo Advisors Llc
  Short Hills, NJ
• 11/2016 → 09/2021
  Securian Financial Services Inc
  St Paul, MN
• 11/2016 → 09/2021
  Minnesota Life Insurance Co
  St Paul, MN
• 11/2016 → 09/2021
  Allied Wealth Partners
  Parsippany, NJ
• 09/2021 → Present
  Lpl Financial Llc
  Bridgewater, NJ

Previous Registrations

• 2016-11-30 → 2021-09-29
  Securian Financial Services, Inc.
  Parsippany, NJ
• 2011-08-15 → 2016-11-29
  Wells Fargo Clearing Services, Llc
  Short Hills, NJ

Other Businesses

1. 08/11/2023 - Apollo Financial Advisors - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 08/04/2023 - 40 Hours Per Month/ 40 Hours During Trading 2. 12/20/2024 - Aspire Strategic Wealth - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s)- Start Date 01/01/2025 - 170 hours per month/ 6 hours during trading

Exams

• S66 Uniform Combined State Law Examination
  2011-08-13

Other Names

• Thomas Joseph Cannizzo