Melissa Nicole Kledis

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Educational seminars
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
NC	RA	APPROVED	2015-07-30

NC RA
APPROVED

Since 2015-07-30

Branch Locations

Asheville, NC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Lpl Financial	Asheville	NC	07/2015	Present

07/2015 → Present

Lpl Financial

Asheville, NC

Previous Registrations

2011-10-10 → 2015-06-30

Edward Jones

St Louis, MO

Asheville, NC

Asheville, NC

Asheville, NC

Other Businesses

1. 8/29/2017 - Peridot Financial, Inc. - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date 10/01/2017 - 5 Hours Per Month/0 Hours During Securities Trading. 2. 12/10/2024 - Peridot Consulting - Outside/W-2 Employment - Office Manager - Not Investment Related - 61 North Merrimon Ave, Asheville, NC 28804 - Start Date 08/19/2024 - 80 hours per month/ 40 hours during trading

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2011-08-13

S66 Uniform Combined State Law Examination

2011-08-13

Other Names

Melissa Nicole Albright
Melissa Kledis

View on SEC IAPD