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James P Kivlehan

Wells Fargo Advisors Financial Network, LLC

New City, NY

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Current Employers
Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2025-08-21
TX RA APPROVED 2025-08-21
  • NY RA
    APPROVED
    Since 2025-08-21
  • TX RA
    APPROVED
    Since 2025-08-21

Branch Locations

17 Squadron Boulevard Suite 400, New City, NY 10956 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St Louis MO 06/2011 08/2025
Wells Fargo Advisors Financial Network, Llc New City NY 08/2025 Present
Previous Registrations
  • 2011-08-15 → 2025-08-22
    Edward Jones
    St Louis, MO
    Stony Point, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-08-12
  • S66 Uniform Combined State Law Examination
    2011-08-12
Other Names
  • James Patrick Kivlehan
  • James P Kivlehan
  • James Kivlehan

View on SEC IAPD

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