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12555 Manchester Rd, St. Louis, MO 63131 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-11-01 |
| NC | RA | APPROVED | 2018-05-24 |
Branch Locations
124 W Kapp Street Suite C, Dobson, NC 27017 • United States
715 S Main St Suite B, Dobson, NC 27017-8593 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Secu Brokerage Services | Raleigh | NC | 06/2011 | 05/2018 |
| State Employees' Credit Union | Dobson | NC | 08/2007 | 05/2018 |
| Credit Union Investment Services | Raleigh | NC | 10/2011 | 03/2018 |
| Members Trust Company | Tampa | FL | 09/2012 | 03/2018 |
| Secu Life Insurance Company | Raleigh | NC | 09/2014 | 05/2018 |
| Edward Jones | St Louis | MO | 05/2018 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2011-11-22 |
| S63 | Uniform Securities Agent State Law Examination | 2011-09-30 |
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