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Current Employers
Commonwealth Financial Network

275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2017-10-16
  • MA RA
    APPROVED
    Since 2017-10-16

Branch Locations

275 Wyman Street, Ste. 400, Waltham, MA 02451 • UNITED STATES

Shrewsbury, MA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Boston MA 01/2016 09/2017
Commonwealth Financial Network Waltham MA 09/2017 Present
Previous Registrations
Other Businesses

1. Group Fitness Instructor, Lifetime Athletic Club, Located at 300 Boylston St, Newton, MA 02459 and 490 Old Connecticut Path, Framingham, MA 01701, as of June 2015; Approximately 0% time spent during securities trading hours per month; Not Conducted at branch location; Not Investment related.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-03-21
  • S66 Uniform Combined State Law Examination
    2005-03-21
Other Names
  • Debbie Grant
  • Deborah Y Grant
  • Deborah Grant
  • Deborah Fair
  • Debbie Fair

View on SEC IAPD

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