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Commonwealth Financial Network CRD 8032
$213B regulatory AUM 20,450 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2025-02-05 |
Branch Locations
West Hartford, CT • United States
8 Church Street, Torrington, CT 06790 • United States
15 North Main Street Suite 100, West Hartford, CT 06107 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | Torrington | CT | 10/2011 | 11/2019 |
| Janney Montgomery Scott Llc | Mystic | CT | 11/2019 | 04/2020 |
| Janney Montgomery Scott Llc | Westbrook | CT | 04/2020 | 11/2020 |
| Janney Montgomery Scott Llc | West Hartford | CT | 11/2020 | 10/2021 |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 10/2021 | 01/2025 |
| Cambridge Investment Research, Inc. | Fairfield | IA | 10/2021 | 01/2025 |
| Commonwealth Financial Network | Waltham | MA | 01/2025 | Present |
| Beloin Investment Group | West Hartford | CT | 01/2025 | Present |
1. Fixed insurance sales; as of 01/2025; 5% of time spent during business hours; Conducted at branch location; Investment related. 2. Owner, Beloin Investment Group, LLC; a private entity established to facilitate securities, advisory, and insurance business; as of 10/04/2021; 40% time spent during business hours; Conducted at branch; Investment related.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2010-02-24 |
| S63 | Uniform Securities Agent State Law Examination | 1998-11-23 |
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