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Employer firm

Raymond James Financial Services Advisors, Inc CRD 149018

$390B regulatory AUM 5,542 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2023-03-22
KS RA APPROVED 2023-03-14
TX RA APPROVED_RES 2023-03-09
  • FL RA
    APPROVED
    Since 2023-03-22
  • KS RA
    APPROVED
    Since 2023-03-14
  • TX RA
    APPROVED_RES
    Since 2023-03-09

Branch Locations

1180 Jimmy Buffett Mem Hwy, Satellite Beach, FL 32937 • United States

Indian Harbour Beach, FL • United States

136 W. B Avenue, Kingman, KS 67068 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St Louis MO 06/2011 03/2023
Raymond James Financial Services, Inc. Kingman KS 03/2023 08/2024
Raymond James Financial Services Advisors, Inc. Kingman KS 03/2023 Present
Previous Registrations
  • 2011-10-10 → 2023-03-13
    Melbourne Beach, FL
    St Louis, MO
    Wichita, KS
    Wichita, KS
    Kingman, KS
    Indian Harbour Beach, FL
Other Businesses

5933834(1) Name of Business: 106 N Main LLC Address: 106 N Main Street, Kingman, KS, 67068, United States Activity Type: Rental Real Estate Position/Title: Partner Investment Related: Yes Start Date: 01/01/2019 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: My wife, Suzanne Blaha, and I own 106 N Main LLC. The sole purpose of this LLC is to own rental property. (2) Name of Business: Forge Protect LLC Address: 136 W B Ave, Kingman, KS, 67068-1309, United States Activity Type: Non-variable Insurance Position/Title: Broker Investment Related: Yes Start Date: 09/04/2024 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 2-10 Description of duties: Selling fixed and indexed insurance and annuity policies as well as disability and long-term care insurance policies. We're working with an IMO (Independent Marketing Organization) called FIG (Financial Independence Group) to place these policies direct with carriers. FIG's website is www.figmarketing.com.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-08-11
  • S66 Uniform Combined State Law Examination
    2011-08-11

View on SEC IAPD

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