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Raymond James Financial Services Advisors, Inc CRD 149018
$390B regulatory AUM 5,542 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2023-03-22 |
| KS | RA | APPROVED | 2023-03-14 |
| TX | RA | APPROVED_RES | 2023-03-09 |
Branch Locations
1180 Jimmy Buffett Mem Hwy, Satellite Beach, FL 32937 • United States
Indian Harbour Beach, FL • United States
136 W. B Avenue, Kingman, KS 67068 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Edward Jones | St Louis | MO | 06/2011 | 03/2023 |
| Raymond James Financial Services, Inc. | Kingman | KS | 03/2023 | 08/2024 |
| Raymond James Financial Services Advisors, Inc. | Kingman | KS | 03/2023 | Present |
5933834(1) Name of Business: 106 N Main LLC Address: 106 N Main Street, Kingman, KS, 67068, United States Activity Type: Rental Real Estate Position/Title: Partner Investment Related: Yes Start Date: 01/01/2019 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: My wife, Suzanne Blaha, and I own 106 N Main LLC. The sole purpose of this LLC is to own rental property. (2) Name of Business: Forge Protect LLC Address: 136 W B Ave, Kingman, KS, 67068-1309, United States Activity Type: Non-variable Insurance Position/Title: Broker Investment Related: Yes Start Date: 09/04/2024 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 2-10 Description of duties: Selling fixed and indexed insurance and annuity policies as well as disability and long-term care insurance policies. We're working with an IMO (Independent Marketing Organization) called FIG (Financial Independence Group) to place these policies direct with carriers. FIG's website is www.figmarketing.com.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-08-11 |
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