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Chiuhang Chan

Ubs Financial Services Inc.

San Francisco, CA

New York, NY

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-02-06
NY RA APPROVED 2021-10-26
CA RA APPROVED 2016-09-07
  • TX RA
    APPROVED_RES
    Since 2024-02-06
  • NY RA
    APPROVED
    Since 2021-10-26
  • CA RA
    APPROVED
    Since 2016-09-07

Branch Locations

555 California Street 33Rd Floor, San Francisco, CA 94104 • United States

1285 Avenue Of The Americas 19Th Floor, New York, NY 10019 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. San Francisco CA 02/2016 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-09-07
S63 Uniform Securities Agent State Law Examination 2014-06-20
  • S66 Uniform Combined State Law Examination
    2016-09-07
  • S63 Uniform Securities Agent State Law Examination
    2014-06-20
Other Names
  • Henry Chan

View on SEC IAPD

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Other Offices

FORT POINT CAPITAL PARTNERS LLC · SAN FRANCISCO, CA
DIVISAR CAPITAL MANAGEMENT, LLC · SAN FRANCISCO, CA
CHARLES SCHWAB & CO., INC. · San Francisco, CA
1SHARPE CAPITAL LLC · SAN FRANCISCO, CA
RBC SECURITIES, INC · SAN FRANCISCO, CA
STRATEGIC ADVISERS LLC · SAN FRANCISCO, CA
VALEAS CAPITAL PARTNERS · SAN FRANCISCO, CA
ZENTARA EXCHANGE LTD · SAN FRANCISCO, CA

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