Adam T Taff

Current Employers

Employment History

• 04/2011 → Present
  Massmutual Life Insurance Co
  Charlotte, NC
• 04/2011 → Present
  Mml Investors Services, Llc
  Charlotte, NC

Other Businesses

(1) NAME: ADAM TAFF INV REL: Y ADDR: 5936 MONROE ROAD, SUITE 200-A, CHARLOTTE, NC 28212 NATURE: OUTSIDE INSURANCE - INDIVIDUAL LIFE, HEALTH POSITION: SALES START: 3/2018 NO HRS/MO: 1 NO HRS/MO DUR TRADING: 1. (2) NAME: SUN & WAVES BEACH HOUSE INV REL: Y ADDR: 1018 W DOLPHIN DR, OAK ISLAND, NC 28465 NATURE: RENTAL INCOME POSITION: OWNER START: 06/01/2021 NO HRS/MO: 2 NO HRS/MO DUR TRADING: 0 DUTIES: MAINTAIN PROPERTY & LIABILITY FOR RENTAL PURPOSES. (3) NAME: TAFF FINANCIAL LLC INV REL: Y ADDR: 5936 MONROE RD, CHARLOTTE NC 28212 NATURE: RECEIVE COMMISSIONS FROM PRODUCT SALES POSITION: OWNER START: 07/14/2016 NO HRS/MO: 1 NO HRS/MO DUR TRADING: 1 DUTIES: ROUTINE TAXES AND FILINGS. (4) DAB 22 LLC INV REL: Y ADDR: 6025 BLAKELEY PARK DR, #120 SUITE 102, CHARLOTTE NC 28277 NATURE: PAY BUSINESS EXPENSES POSITION: OWNER START: 12/12/2022 NO HRS/MO: 1 NO HRS/MO DUR TRADING: 1 DUTIES: LLC PAY RENT, PAYROLL AND OFFICE EXPENSES. ALSO FOR JOINT PSTS . (5) NAME: RFG CONSULTING, LLC INV REL: Y ADD: 6025 BLAKENEY PARK DR, SUITE 120, CHARLOTTE, NC 28277 NATURE: CONSULTING POSITION: OWNER, PARTNER START DATE: 06/01/205 NO. HR/MO: 2 NO. HR/MO DURING SEC TRADING: 2 DUTIES: CONSULTING ON DEVELOPMENT, IMPLEMENTATION, AND OVERSIGHT OF RECORDKEEPING TO ENSURE ACCURATE & COMPLIANT DOCUMENTATION FOR EXECUTIVE BENEFITS, AND REPORTING WITH CREDIT UNION EXECUTIVES, BOARD MEMBERS, AND EMPLOYEES.

Exams

• S65 Uniform Investment Adviser Law Examination
  2012-10-06
• S63 Uniform Securities Agent State Law Examination
  2011-07-21

Designations

Other Names

• Adam Taff