Jose R Alicea-cruz

Employer firm

Mml Investors Services, LLC CRD 10409

$116B regulatory AUM

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

Authority	Category	Status	Date
PR	RA	APPROVED	2016-03-09

PR RA
APPROVED

Since 2016-03-09

Branch Locations

Plaza 273 Suite 1400 Ponce De Leon Avenue, San Juan, PR 00917 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Jhfn Sii	San Juan	PR	05/2011	Present
Massachusetts Mutual Life Insurance Co	San Juan	PR	01/2016	Present
Mml Investors Services, Llc	San Juan	PR	02/2016	Present

05/2011 → Present

Jhfn Sii

San Juan, PR
01/2016 → Present

Massachusetts Mutual Life Insurance Co

San Juan, PR
02/2016 → Present

Mml Investors Services, Llc

San Juan, PR

Previous Registrations

2012-09-19 → 2015-12-31

Signator Investors, Inc.

San Juan, PR

Other Businesses

1) NAME: JOSE ALICEA INSURANCE BROKER INV REL: Y ADD: AT RESIDENTIAL ADDRESS NATURE: OUTSIDE INSURANCE POSITION: AGENT START DATE: 05/2016 NO HRS/MO: 10 NO HRS/MO TRADING TIME: 6 DESCRIBE DUTIES: HEALTH 2) NAME: BRIDGE INVESTMENTS, LLC INV REL: Y ADD: RESIDENTIAL ADDRESS NATURE: FOR PASS THROUGH COMPENSATION POSITION: PRESIDENT/MANAGING MEMBER START DATE: 01/01/2026 NO. HR/MO: 100 NO. HR/MO DURING SEC TRADING: 100 DESCRIBE DUTIES: OWNER/ADMINISTRATOR

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2012-08-11

S66 Uniform Combined State Law Examination

2012-08-11

View on SEC IAPD