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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2024-04-26 |
| NY | RA | APPROVED | 2021-04-19 |
| NJ | RA | APPROVED | 2014-07-17 |
| TX | RA | APPROVED | 2014-07-07 |
Branch Locations
200 S Biscayne Blvd, Miami, FL 33131 • United States
Miami, FL • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Fort Lee | NJ | 05/2014 | Present |
| Bank Of America, N.A. | Fort Lee | NJ | 08/2014 | Present |
I* 1705277 For profit or not for profit: Entity For Profit Name of outside business organization: W. C. Productions LLC Investment related: no Address of business: Miami, FL, 33136 Nature of business: Limited Liability Company Position, title, association: General Partner/Managing Member Start date of relationship: 02/24/2024 Number of hours devoted: 10 weekly Number of hours devoted during trading hours: 0 Duties: Small scale event planning
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2014-07-07 |
| S63 | Uniform Securities Agent State Law Examination | 2013-10-11 |
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