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Cheng Joey Yang

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Broken Arrow, OK

Tulsa, OK

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
OK RA APPROVED 2018-07-30
TX RA APPROVED_RES 2018-07-26
  • OK RA
    APPROVED
    Since 2018-07-30
  • TX RA
    APPROVED_RES
    Since 2018-07-26

Branch Locations

1800 S Elm Pl, Broken Arrow, OK 74012 • United States

5101 S Sheridan Rd, Tulsa, OK 74145 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Midfirst Bank Tulsa OK 05/2014 05/2017
Cetera Investment Services Llc St Cloud MN 05/2014 05/2017
Cetera Investment Advisers Llc Tulsa OK 05/2014 05/2017
Merrill Lynch, Pierce, Fenner & Smith Incorporated Tulsa OK 05/2017 Present
Bank Of America, N.A. Tulsa OK 05/2017 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-08-25
  • S66 Uniform Combined State Law Examination
    2011-08-25
Other Names
  • Joey Yang
  • Cheng Joey Yang
  • Cheng J Yang
  • Cheng Yang

View on SEC IAPD

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