Jonathan J Peller

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2013 → 06/2018
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Merrillville, IN
• 10/2013 → 06/2018
  Bank Of America, N.A.
  Merrillville, IN
• 04/2019 → 10/2025
  Cwm, Llc
  Omaha, NE
• 04/2019 → 10/2025
  Carson Group Partners
  Omaha, NE
• 05/2019 → 10/2025
  Cetera Advisor Networks
  El Segundo, CA
• 04/2016 → 04/2019
  J.J. Peller Connections Worldwide, Llc
  Valparaiso, IN
• 10/2025 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Merrillville, IN
• 01/2026 → Present
  Bank Of America, N.A.
  Merrillville, IN

Previous Registrations

• 2013-08-20 → 2018-06-02
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Merrillville, IN

Other Businesses

I*2965270 Entity Type: For Profit Name of OBA:Attract Your Potential Address:Valparaiso Indiana Investment Related:No Position, Title, Association:Other Start Date:10/06/2025 No Hours: 0 Yearly No Hours during trading:0 Yearly Duties:It is a self-published book that self-published in October of 2021. It was for self-help / personal development / motivational purposes. None. The book is available on Amazon. I do nothing with it at this time.

Exams

• S66 Uniform Combined State Law Examination
  2025-11-25

Other Names

• Jonathan Peller
• J.J. Peller