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Sean Benjamin Ritter

Fisher Investments

Plano, TX

Portland, OR

CRD 5933000

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Employer firm

Fisher Investments CRD 107342

$387B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • PORTFOLIO ASSESSMENT

From the firm’s Form ADV. Read the guides:

Current Employers
Fisher Investments

6500 International Pkwy Ste 2050, Plano, TX 75093-8222 • United States

Current Registrations

AuthorityCategoryStatusDate
OR RA APPROVED 2022-09-13
TX RA APPROVED_RES 2022-09-13
WA RA APPROVED 2011-08-09
  • OR RA
    APPROVED
    Since 2022-09-13
  • TX RA
    APPROVED_RES
    Since 2022-09-13
  • WA RA
    APPROVED
    Since 2011-08-09

Branch Locations

6500 International Pkwy Ste 2050, Plano, TX 75093-8222 • United States

Portland, OR • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fisher Investments Portland OR 08/2008 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2011-08-08
  • S65 Uniform Investment Adviser Law Examination
    2011-08-08

View on SEC IAPD

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