Brent B Barth

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
VA	RA	APPROVED	2017-03-21

VA RA
APPROVED

Since 2017-03-21

Branch Locations

1167 Jamestown Rd, Williamsburg, VA 23185 • United States

3600 La Grange Pwky, Toano, VA 23168 • United States

2800 G Washington Memorial Hwy, Yorktown, VA 23693 • United States

4780 Longhill Road, Williamsburg, VA 23188 • United States

698 Town Center Dr, Newport News, VA 23606 • United States

7534 Richmond Rd, Norge, VA 23127 • United States

1927 C&F Drive, Hampton, VA 23669 • United States

1400 Alverser Drive, Midlothian, VA 23113 • United States

2351 Anderson Hwy, Powhatan, VA 23139 • United States

5208 Monticello Ave Ste 150, Williamsburg, VA 23188 • United States

415 14Th Street, West Point, VA 23181 • United States

3490 Lauderdale Dr, Richmond, VA 23233 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Middle Peninsula Insurance	Williamsburg	VA	05/2014	11/2016
Virginia Company Financial Services	Williamsburg	VA	05/2014	11/2016
Voya Financial Advisors	Williamsburg	VA	09/2014	11/2016
Lpl Financial, Llc	Williamburg	VA	11/2016	Present
C&F Bank	Williamsburg	VA	11/2016	Present

05/2014 → 11/2016

Middle Peninsula Insurance

Williamsburg, VA
05/2014 → 11/2016

Virginia Company Financial Services

Williamsburg, VA
09/2014 → 11/2016

Voya Financial Advisors

Williamsburg, VA
11/2016 → Present

Lpl Financial, Llc

Williamburg, VA
11/2016 → Present

C&F Bank

Williamsburg, VA

Other Businesses

1. 1/20/2017 - C & F Wealth Management Corporation - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 1/19/2017. 2. 4/13/2018 - C&F Wealth Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 11/16/2016 - 180 Hours Per Month/160 Hours During Securities Trading. 3. 4/13/2018 - C & F Wealth Management - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 05/14/2012 - 5 Hours Per Month/0 Hours During Securities Trading. 4. 10/1/2020 - Target Insurance - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 09/10/2020 - 1 Hour Per Month During Securities Trading.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2016-10-26
S63	Uniform Securities Agent State Law Examination	2012-07-03

S65 Uniform Investment Adviser Law Examination

2016-10-26
S63 Uniform Securities Agent State Law Examination

2012-07-03