Gerald Gilberto Guintu

Current Employers

Employment History

• 01/2009 → 09/2023
  Sagepoint Financial, Inc
  Pleasant Hill, CA
• 09/2023 → Present
  Osaic Wealth, Inc.
  Pleasant Hill, CA

Other Businesses

1) WAGNER LOFTIN INVESTMENT SERVICES LLC POSITION: Financial Advisor NATURE: LLC Registered Investment Adviser - INVESTMENT RELATED: Yes NUMBER OF HOURS: 140 SECURITIES TRADING HOURS: 90 START DATE: 01/01/2002 ADDRESS: 3478 Buskirk Ave., Suite 333, Pleasant Hill CA 94523, United States DESCRIPTION: Client contact, portfolio review, manage client accounts, monitor for compliance issues 2) GERALD GUINTU POSITION: Owner - NATURE: Sole Proprietorship - INVESTMENT RELATED: Yes NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 2 START DATE: 01/01/2001 ADDRESS: 3478 Buskirk Ave., Suite 333, Pleasant Hill CA 94523 DESCRIPTION: Provide Insurance 3) WAGNER LOFTIN INVESTMENT SERVICES LLC POSITION: Financial Advisor NATURE: LLC Registered Investment Adviser - INVESTMENT RELATED: Yes NUMBER OF HOURS: 140 SECURITIES TRADING HOURS: 90 START DATE: 01/01/2002 ADDRESS: 3478 Buskirk Ave., Suite 333, Pleasant Hill CA 94523, United States DESCRIPTION: Client contact, portfolio review, manage client accounts, monitor for compliance issues 4) DR YACHTS LLC POSITION: Owner NATURE: LLC INVESTMENT RELATED: No NUMBER OF HOURS: 25 SECURITIES TRADING HOURS: 0 START DATE: 05/15/2023 ADDRESS: 1016 Peppermill Court, Concord CA 94518, United States DESCRIPTION: Marketing of charter, maintenance of vessel, accounting. 5) WAGNER LOFTIN INVESTMENT SERVICES LLC POSITION: Advisor within the branch NATURE: LLC used as our DBA vanity name. INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 07/24/2024 ADDRESS: 3478 Buskirk Avenue, Suite 333, Pleasant Hill CA 94523, United States DESCRIPTION: Maintaining our LLC for branding, marketing, vanity name and other needed usage.

Exams

• S66 Uniform Combined State Law Examination
  2003-07-28
• S63 Uniform Securities Agent State Law Examination
  2001-10-01

Designations