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Employer firm

Empower Advisory Group, LLC CRD 112058

$195B regulatory AUM 24 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Empower Advisory Group, Llc

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Current Registrations

AuthorityCategoryStatusDate
MD RA APPROVED 2024-04-30
  • MD RA
    APPROVED
    Since 2024-04-30

Branch Locations

Catonsville, MD • United States

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
T. Rowe Price Investment Services, Inc. Annapolis MD 05/2011 04/2018
Td Ameritrade, Inc. Annapolis MD 04/2018 12/2022
Charles Schwab & Co., Inc. Annapolis MD 01/2022 01/2024
Charles Schwab Bank, Ssb Annapolis MD 09/2022 01/2024
Charles Schwab And Co., Inc. Annapolis MD 12/2022 01/2024
Empower Financial Services, Inc Greenwood Village CO 04/2024 Present
Empower Advisory Group, Llc Greenwood Village CO 04/2024 Present
  • 05/2011 → 04/2018
    T. Rowe Price Investment Services, Inc.
    Annapolis, MD
  • 04/2018 → 12/2022
    Td Ameritrade, Inc.
    Annapolis, MD
  • 01/2022 → 01/2024
    Annapolis, MD
  • 09/2022 → 01/2024
    Charles Schwab Bank, Ssb
    Annapolis, MD
  • 12/2022 → 01/2024
    Charles Schwab And Co., Inc.
    Annapolis, MD
  • 04/2024 → Present
    Empower Financial Services, Inc
    Greenwood Village, CO
  • 04/2024 → Present
    Greenwood Village, CO
Previous Registrations
  • 2022-01-26 → 2024-01-10
    Tysons Corner, VA
    Annapolis, MD
  • 2018-05-04 → 2023-09-07
    Td Ameritrade Investment Management, Llc
    Lutherville, MD
    Towson, MD
    Annapolis, MD
  • 2018-05-04 → 2022-10-14
    Td Ameritrade, Inc.
    Towson, MD
    Annapolis, MD
  • 2011-08-30 → 2018-04-19
    Owings Mills, MD
    Mclean, VA
    Owings Mills, MD
    Baltimore, MD
    Owings Mills, MD
    Baltimore, MD
    Mclean, VA
    Washington, DC
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-08-24
  • S66 Uniform Combined State Law Examination
    2011-08-24
Other Names
  • Michael A Hay
  • Michael Hay

View on SEC IAPD

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