Best Investors
Account
Sign in
Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691
$1.78T regulatory AUM 16,844 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-03-14 |
| CA | RA | APPROVED | 2024-11-12 |
Branch Locations
One Bryant Park, New York, NY 10036 • UNITED STATES
275 E Rivulon Blvd, Gilbert, AZ 85297 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cox College | Springfield | MO | 05/2015 | 12/2017 |
| Desert Hand Therapy | Phoenix | AZ | 01/2018 | 03/2018 |
| Encompass Health- Healthsouth | Mesa | AZ | 04/2018 | 07/2018 |
| Stokes Home Health | Gilbert | AZ | 08/2018 | 11/2022 |
| A Plus Homecare | Tempe | AZ | 05/2021 | 07/2024 |
| Premier One Homecare | Mesa | AZ | 06/2022 | 07/2024 |
| Home Sweet Homecare | Tempe | AZ | 08/2022 | 07/2024 |
| Merrill Lynch Pierce, Fenner & Smith, Inc. | Gilbert | AZ | 07/2024 | Present |
| Bank Of America, N.A. | Gilbert | AZ | 08/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-10-25 |
Reach out to this advisor