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1717 Arch Street, Philadelphia, PA 19103 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2020-03-03 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Prudential Insurance Company Of America | Hartford | CT | 04/2015 | 11/2016 |
| Pruco Securities | Hartford | CT | 04/2015 | 11/2016 |
| People's United Bank, Na | Bridgeport | CT | 11/2016 | 05/2017 |
| People's Securities, Inc. | Bridgeport | CT | 05/2017 | 08/2018 |
| Janney Montgomery Scott Llc | New Haven | CT | 09/2019 | Present |
| Unemployed | Middletown | CT | 08/2018 | 02/2019 |
| Fiduciary Investment Advisors | Windsor | CT | 02/2019 | 09/2019 |
1) The Cort Family Foundation, Inc.; Provide scholarship fund to children in need, providing food to those in lower income communities and helping other non-profits carry out their missions; 144 Hendley St. Middletown, CT 06457; start date: 05/25/2020; Co-founder; 10hrs/month; 0.50hr/day; not investment-related.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2020-03-02 |
| S63 | Uniform Securities Agent State Law Examination | 2012-01-07 |
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