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Issary Miguelina Alba

Neuberger Berman Bd LLC

Bronx, NY

New York, NY

CRD 5932140

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Employer firm

Neuberger Berman Bd LLC CRD 2908

Reported services (Item 5G)

  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Neuberger Berman Bd Llc

1290 Avenue Of The Americas, New York, NY 10104 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-03-25
NJ RA APPROVED 2019-05-23
  • NY RA
    APPROVED
    Since 2021-03-25
  • NJ RA
    APPROVED
    Since 2019-05-23

Branch Locations

Bronx, NY • United States

1290 Avenue Of The Americas, New York, NY 10104 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Axa Distributors, Llc Jersey City NJ 05/2011 04/2019
Neuberger Berman New York NY 04/2019 01/2023
Neuberger Berman Bronx NY 01/2023 Present
  • 05/2011 → 04/2019
    Axa Distributors, Llc
    Jersey City, NJ
  • 04/2019 → 01/2023
    Neuberger Berman
    New York, NY
  • 01/2023 → Present
    Neuberger Berman
    Bronx, NY
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2019-05-21
S63 Uniform Securities Agent State Law Examination 2011-07-21
  • S65 Uniform Investment Adviser Law Examination
    2019-05-21
  • S63 Uniform Securities Agent State Law Examination
    2011-07-21
Other Names
  • Issary Miguelina Alba Santana

View on SEC IAPD

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