Justin Davis Piprude

Employer firm

Principal Securities, Inc. CRD 1137

$17.0B regulatory AUM 1,717 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2011 → Present
  Principal Life Insurance Company
  Minnetonka, MN
• 03/2016 → Present
  Principal Securities Inc
  Minnetonka, MN
• 05/2021 → Present
  Piprude Financial
  Minnetonka, MN
• 10/2021 → 12/2022
  Union Financial, Inc.
  Minnetonka, MN

Other Businesses

***Outside Insurance; Investment Related; ; Agent; Life insurance, long term care insurance, disability insurance, fixed annuities, health insurance, Medical/Supplemental, group non-medical.; Start Date: 07/27/2018; 15 hrs per month; 15 during trading hours. ***Thoele and Piprude Financial; Not Investment Related; Minnetonka, MN; Co-owner; Entity established for succession planning. Not used as a DBA.; Start Date: 01/01/2020; 0 hrs per month; 0 during trading hours.***Tim Thoele; Not Investment Related; Minnetonka, MN; Assistant; Prospecting,Conducting research and/or gathering information on products, Preparing documents or illustrations, Servicing accounts and entering trades, Servicing accounts and entering trades; Start Date: 01/01/2020; 160 hrs per month; 160 during trading hours. STATUTORY DBL POSITION: Statutory DBL Insurance NATURE: null INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 12/15/2021 ADDRESS: 11100 Wayzata Blvd, Suite 405, Minnetonka MN 55305, United States DESCRIPTION: For companies that have NEW YORK employees, it is now mandatory that the said company whether they are located in NEW YORK or MN or any other state, if they have employees on payroll in NY, they now need to have Statutory DBL (short term disability insurance mandated by State of NEW YORK). POWER CORNER, LLC POSITION: Owner NATURE: Owner/Partner/of LLC/S-Corp/REIT INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 03/22/2023 ADDRESS: 11100 Wayzata Blvd, Suite 405, Minnetonka MN 55305, United States DESCRIPTION: Power Corner LLC formed for partnership/teaming arrangement with other Principal advisors. LLC will provideoperational support, business partnering and practice succession planning.

Exams

• S66 Uniform Combined State Law Examination
  2019-01-09
• S63 Uniform Securities Agent State Law Examination
  2011-07-20