Korey Cleaver Kletschke

Employer firm

Stifel, Nicolaus & Company, Incorporated CRD 793

$198B regulatory AUM

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (pooled vehicles)
Portfolio management (institutions)
Pension consulting
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

Authority	Category	Status	Date
SD	RA	APPROVED	2023-03-22
TX	RA	APPROVED_RES	2019-11-22
IA	RA	APPROVED	2017-10-06

SD RA
APPROVED

Since 2023-03-22
TX RA
APPROVED_RES

Since 2019-11-22
IA RA
APPROVED

Since 2017-10-06

Branch Locations

400 Gold Circle Suite 220, Dakota Dunes, SD 57049 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action Yes
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Principal Financial	Cedar Falls	IA	08/2012	08/2017
Princor Financial	Cedar Falls	IA	08/2012	08/2017
Stifel Nicolaus & Co Inc	Sioux City	IA	09/2017	Present

08/2012 → 08/2017

Principal Financial

Cedar Falls, IA
08/2012 → 08/2017

Princor Financial

Cedar Falls, IA
09/2017 → Present

Stifel Nicolaus & Co Inc

Sioux City, IA

Other Businesses

1. Siouxland Estate Planning Council; 601 Pierce Street Sioux City IA 51101; Typically meet 7 times per year for luncheon. Have speaker that presents on estate planning topics. Networking; President; In charge of coordinating the meeting date and meal selection with venue. Greet members at the beginning of every meeting; 09/03/2024; 2 hrs/month; During securities trading hours; Not Investment-Related 2. Boys & Girls Clubs of Siouxland; 823 Pearl Street Sioux City, IA 51101; Summer and afterschool program for youth; Board of Directors, Finance Committee; Meet periodically to discuss what the nonprofit has going on in our community. On committee that reviews financials- most specifically investment account and how it relates to their IPS; 01/20/2026; 2hrs/mth; During securities trading hours; Not investment related

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2017-09-29
S63	Uniform Securities Agent State Law Examination	2014-09-03

S66 Uniform Combined State Law Examination

2017-09-29
S63 Uniform Securities Agent State Law Examination

2014-09-03

Designations

Certified Financial Planner
Chartered Financial Consultant

View on SEC IAPD