Daniel R Moraes

Employer firm

Eagle Strategies LLC CRD 110826

$32.0B regulatory AUM 6,662 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Pension consulting
Selection of other advisers
Periodicals / newsletters
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Eagle Strategies Llc

51 Madison Avenue 12Th Floor, New York, NY 10010 • United States

Current Registrations

Authority	Category	Status	Date
MA	RA	APPROVED	2013-04-01

MA RA
APPROVED

Since 2013-04-01

Branch Locations

Waltham, MA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Nylife Securities Llc	Hyannis	MA	06/2011	Present
New York Life Insurance Company	Hyannis	MA	06/2011	Present
Eagle Strategies Llc	Hyannis	MA	03/2013	Present
Exit Strategies Group, Llc	Hyannis	MA	10/2013	01/2019

06/2011 → Present

Nylife Securities Llc

Hyannis, MA
06/2011 → Present

New York Life Insurance Company

Hyannis, MA
03/2013 → Present

Eagle Strategies Llc

Hyannis, MA
10/2013 → 01/2019

Exit Strategies Group, Llc

Hyannis, MA

Other Businesses

[Moraes Group, LLC; Rental property; 38 June Street, Dudley, MA 01571; Start Date: 09/2010; Role/Title: Owner; Investment related; 0 hours per month; 0 hours per month during securities trading hours] [INSURANCE BROKERING; APPOINTED WITH VARIOUS OUTSIDE CARRIERS FOR THE PURPOSE OF BROKERING NON-REGISTERED OUTSIDE INSURANCE PRODUCTS; 1555 IYANNOUGH RD HYANNIS MA 02601; START DATE 09/2014; ROLE/TITLE: INSURANCE BROKER; INVESTMENT RELATED; 5 HOURS PER MONTH; 5 HOURS PER MONTH DURING SECURITIES TRADING HOURS]

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2013-03-15
S63	Uniform Securities Agent State Law Examination	2011-08-17

S66 Uniform Combined State Law Examination

2013-03-15
S63 Uniform Securities Agent State Law Examination

2011-08-17

Other Names

Daniel Ramalho Moraes

View on SEC IAPD