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Employer firm

Cambridge Investment Research Advisors, Inc. CRD 134139

$139B regulatory AUM 68,815 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Market timing

From the firm’s Form ADV. Read the guides:

Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2013-02-11
  • PA RA
    APPROVED
    Since 2013-02-11

Branch Locations

Reading, PA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Stifel Nicolaus & Co Inc Allentown PA 11/2011 Present
Cambridge Investment Research Inc. Fairfield IA 02/2013 Present
Cambridge Investment Research Advisors Inc. Fairfield IA 02/2013 Present
Previous Registrations
Other Businesses

1.REPPERT INSURANCE, 503 AUGUSTA DR W, READING, PA, 11/2013 AS INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. INV REL. DEVOTES 10 HR/MO. 10/TRADING. 2.CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL - 50 HR/WK - 6/TRADING. SEE EMPLOYMENT HISTORY FOR START DATE. 3.TZ COLLECTIBLES, 503 Augusta Dr W, Reading PA 19608, United States, 07/26/2021, Owner, Retail Sales/Distribution, NIR, 8 HR/MO - 0 HR/MO TRADING 4. REPPERT WEALTH MANAGEMENT DBA, 503 Augusta Dr W, Reading PA 19608, United States, 09/01/2025, Investment Advisor Representative, DBA Name, INV REL, 120 HR/MO - 120 HR/MO TRADING

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2011-12-22
S63 Uniform Securities Agent State Law Examination 2011-11-07
  • S65 Uniform Investment Adviser Law Examination
    2011-12-22
  • S63 Uniform Securities Agent State Law Examination
    2011-11-07

View on SEC IAPD

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