Richard Jon Ness

Employer firm

Cambridge Investment Research Advisors, Inc. CRD 134139

$139B regulatory AUM 68,815 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Market timing

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2015 → Present
  Cambridge Investment Research, Inc
  Fairfield, IA
• 09/2015 → Present
  Cambridge Investment Research Advisors, Inc.
  Fairfield, IA

Previous Registrations

• 2013-12-19 → 2015-09-08
  Thrivent Investment Management Inc.
  Golden Valley, MN
  Chaska, MN

Other Businesses

1) RJN Financial solutions - Independent insurance agent for various independent insurance companies 2) INDEPENDENT INSURANCE AGENT, 8341 SE 178 Deveaux Lane, The Villages, FL 32162 10/2011. FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. INV REL-20/YR-20/TRADING. 3) RJN FINANCIAL SOLUTIONS LLC, 8341 SE 178TH DEVEAUX LN. THE VILLAGES, FL, 09/04/2015, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES, INV REL, 10HR/MO, 10/HR MO TRADING. 4) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA, INV REL, 160 HR/MO - 160 HR/MO TRADING. START DATE: 09/04/2015.

Exams

• S66 Uniform Combined State Law Examination
  2011-10-14

Other Names

• Rick Jon Ness