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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2014-06-04
CA RA APPROVED 2014-05-20
  • TX RA
    APPROVED_RES
    Since 2014-06-04
  • CA RA
    APPROVED
    Since 2014-05-20

Branch Locations

2049 Century Park E Pbig - Century City, Los Angeles, CA 90067 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Los Angeles CA 03/2014 Present
Bank Of America, N.A. Los Angeles CA 02/2015 Present
Other Businesses

I*2038265, Entity Type Fiduciary , Name of OBA: The EL Trust Address: Pasadena, California, 91103 Investment Related: No Position, Title, Association: Successor Trustee Employee Start Date: 08-Oct-2024 No Hours: 10 Yearly No Hours during trading: 0 Duties:

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-07-02
  • S66 Uniform Combined State Law Examination
    2014-07-02
Other Names
  • Steven William Lazny

View on SEC IAPD

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