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5700 Oleander Drive, Wilmington, NC 28403 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2020-09-28 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Vanguard Group, Inc. | Charlotte | NC | 11/2013 | 11/2019 |
| Pruco Securities Llc | Charlotte | NC | 04/2020 | 08/2020 |
| Jackson Hewitt Tax Service | Wilmington | NC | 12/2019 | 03/2020 |
| The Prudential Insurance Company Of America | Charlotte | NC | 06/2020 | 08/2020 |
| Ascendor Wealth, Llc | Wilmington | NC | 09/2020 | Present |
NAME OF BUSINESS: RENTAL PROPERTY INVESTMENT-RELATED: ADDRESS: Fort Mill, SC POSITION: LANDLORD/OWNER START DATE: 3/2018 APPROXIMATE HOURS/MONTH: 0 HOURS DEVOTED DURING TRADING HOURS: 0.....
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2011-08-26 |
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