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West Newton, MA • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2025-07-22 |
| MA | RA | APPROVED | 2025-06-18 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Autonomia Holdings, Inc. | New York | NY | 01/2023 | Present |
| Guardia Capital Llc | West Newton | MA | 12/2024 | Present |
| Winston Capital Advisors Llc | New York | NY | 07/2017 | 12/2022 |
| Skadden Arps Slate Meagher & Flom Llp | New York | NY | 07/2017 | 09/2017 |
| Barclays Investment Bank | New York | NY | 09/2015 | 07/2017 |
1) Autonomia Holdings, Inc.; Not investment-related; West Newton, MA 02465; Marketing and management consulting firm; Founder and CEO; Sales, managemet, customer service, analysis, and proposal drafting; Full-time position.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2025-04-08 |
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