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Miguel Geronimo Osio

Guardia Capital LLC

West Newton, MA

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Current Employers
Guardia Capital Llc

West Newton, MA • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2025-07-22
MA RA APPROVED 2025-06-18
  • FL RA
    APPROVED
    Since 2025-07-22
  • MA RA
    APPROVED
    Since 2025-06-18

Branch Locations

West Newton, MA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Autonomia Holdings, Inc. New York NY 01/2023 Present
Guardia Capital Llc West Newton MA 12/2024 Present
Winston Capital Advisors Llc New York NY 07/2017 12/2022
Skadden Arps Slate Meagher & Flom Llp New York NY 07/2017 09/2017
Barclays Investment Bank New York NY 09/2015 07/2017
  • 01/2023 → Present
    Autonomia Holdings, Inc.
    New York, NY
  • 12/2024 → Present
    West Newton, MA
  • 07/2017 → 12/2022
    Winston Capital Advisors Llc
    New York, NY
  • 07/2017 → 09/2017
    Skadden Arps Slate Meagher & Flom Llp
    New York, NY
  • 09/2015 → 07/2017
    Barclays Investment Bank
    New York, NY
Other Businesses

1) Autonomia Holdings, Inc.; Not investment-related; West Newton, MA 02465; Marketing and management consulting firm; Founder and CEO; Sales, managemet, customer service, analysis, and proposal drafting; Full-time position.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2025-04-08
  • S65 Uniform Investment Adviser Law Examination
    2025-04-08
Other Names
  • Miguel Osio

View on SEC IAPD

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