Miguel Geronimo Osio

Employer firm

Guardia Capital LLC CRD 333765

Reported services (Item 5G)

SOLICIT FOR REGISTERED INVESTMENT ADVISORS

From the firm’s Form ADV. Read the guides:

Current Employers

Guardia Capital Llc

West Newton, MA • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2025-07-22
MA	RA	APPROVED	2025-06-18

FL RA
APPROVED

Since 2025-07-22
MA RA
APPROVED

Since 2025-06-18

Branch Locations

West Newton, MA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Autonomia Holdings, Inc.	New York	NY	01/2023	Present
Guardia Capital Llc	West Newton	MA	12/2024	Present
Winston Capital Advisors Llc	New York	NY	07/2017	12/2022
Skadden Arps Slate Meagher & Flom Llp	New York	NY	07/2017	09/2017
Barclays Investment Bank	New York	NY	09/2015	07/2017

01/2023 → Present

Autonomia Holdings, Inc.

New York, NY
12/2024 → Present

Guardia Capital Llc

West Newton, MA
07/2017 → 12/2022

Winston Capital Advisors Llc

New York, NY
07/2017 → 09/2017

Skadden Arps Slate Meagher & Flom Llp

New York, NY
09/2015 → 07/2017

Barclays Investment Bank

New York, NY

Other Businesses

1) Autonomia Holdings, Inc.; Not investment-related; West Newton, MA 02465; Marketing and management consulting firm; Founder and CEO; Sales, managemet, customer service, analysis, and proposal drafting; Full-time position.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2025-04-08

S65 Uniform Investment Adviser Law Examination

2025-04-08

Other Names

Miguel Osio

View on SEC IAPD