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Krystian Leonard Cieplucha

LPl Financial LLC

Newport Beach, CA

CRD 5930908

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Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Educational seminars
  • CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-04-01
CA RA APPROVED 2020-03-18
  • TX RA
    APPROVED
    Since 2021-04-01
  • CA RA
    APPROVED
    Since 2020-03-18

Branch Locations

895 Dove St Ste 300, Newport Beach, CA 92660 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Self Employed New Canaan CT 12/2010 03/2020
Lincoln Financial Advisors Irvine CA 09/2015 03/2020
Alliant Credit Union Los Angeles CA 03/2020 Present
Lpl Financial Llc Los Angeles CA 03/2020 Present
  • 12/2010 → 03/2020
    Self Employed
    New Canaan, CT
  • 09/2015 → 03/2020
    Lincoln Financial Advisors
    Irvine, CA
  • 03/2020 → Present
    Alliant Credit Union
    Los Angeles, CA
  • 03/2020 → Present
    Los Angeles, CA
Previous Registrations
  • 2015-09-09 → 2020-03-16
    Osaic Fa, Inc.
    Irvine, CA
    Irvine, CA
    Irvine, CA
  • 2011-08-12 → 2015-09-15
    Questar Asset Management, Inc.
    Minneapolis, MN
    Irvine, CA
Other Businesses

1. 3/18/2020 - ALLIANT CREDIT UNION - Investment Related - At Reported Business Location(s) - Financial Institution Duty - Started 03/16/2020 - 160 Hours Per Month/100 Hours During Securities Trading - Time Spent 100%. 2. 3/25/2020 - Alliant Retirement and Investment Services - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Time Spent 100%. 3. 08/23/2021 - University of CA Riverside Extension - Not Investment Related - At Reported Business Location(s) - Outside/W-2 Employment - Start Date: 08/12/2021 - 2 Hours Per Month/1 Hour During Securities Trading - Advisor to University of California Extension-Transformational Leadership Executive Program. 4. 06/09/2025 - KRYSTIAN CIEPLUCHA - Investment Related - Non-Variable Insurance - At Reported Business Location(s) - Start Date:05/30/2025 - 10 Hours Per Month/10 Hour During Securities Trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-08-11
  • S66 Uniform Combined State Law Examination
    2011-08-11
Designations
  • Chartered Financial Analyst

View on SEC IAPD

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