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Samuel James Harper

Fisher Investments

Plano, TX

Las Vegas, NV

CRD 5930573

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Employer firm

Fisher Investments CRD 107342

$387B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • PORTFOLIO ASSESSMENT

From the firm’s Form ADV. Read the guides:

Current Employers
Fisher Investments

6500 International Pkwy Ste 2050, Plano, TX 75093-8222 • United States

Current Registrations

AuthorityCategoryStatusDate
NV RA APPROVED 2024-10-31
TX RA APPROVED_RES 2023-07-24
WA RA APPROVED 2016-10-24
  • NV RA
    APPROVED
    Since 2024-10-31
  • TX RA
    APPROVED_RES
    Since 2023-07-24
  • WA RA
    APPROVED
    Since 2016-10-24

Branch Locations

6500 International Pkwy Ste 2050, Plano, TX 75093-8222 • United States

Las Vegas, NV • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fisher Investments Camas WA 08/2016 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2016-10-24
S63 Uniform Securities Agent State Law Examination 2011-07-01
  • S65 Uniform Investment Adviser Law Examination
    2016-10-24
  • S63 Uniform Securities Agent State Law Examination
    2011-07-01

View on SEC IAPD

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