Jennifer Lau

Wells Fargo Advisors Financial Network, LLC

San Francisco, CA

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Current Employers

Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2023-06-05

CA RA
APPROVED

Since 2023-06-05

Branch Locations

601 California Suite 1168 [Satellite], San Francisco, CA 94108 • United States

595 Humboldt St Ste 200, Reno, NV 89509 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Wells Fargo Advisors Llc	San Francisco	CA	12/2013	11/2016
Wells Fargo Clearing Services, Llc	San Francisco	CA	11/2016	06/2023
Wells Fargo Advisors Financial Network, Llc	San Francisco	CA	06/2023	Present

12/2013 → 11/2016

Wells Fargo Advisors Llc

San Francisco, CA
11/2016 → 06/2023

Wells Fargo Clearing Services, Llc

San Francisco, CA
06/2023 → Present

Wells Fargo Advisors Financial Network, Llc

San Francisco, CA

Previous Registrations

2013-12-10 → 2023-06-02

Wells Fargo Clearing Services, Llc

San Francisco, CA
2013-08-16 → 2013-12-10

Ubs Financial Services Inc.

San Francisco, CA
2012-03-22 → 2013-07-12

Wells Fargo Clearing Services, Llc

Walnut Creek, CA

Orinda, CA

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2012-03-21

S66 Uniform Combined State Law Examination

2012-03-21

Other Names

Jennifer Justine Lau

View on SEC IAPD

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