Daniel John German

Current Employers

Warner Wealth

869 Boston Post Road, Madison, CT 06443 • United States

Current Registrations

Authority	Category	Status	Date
CT	RA	APPROVED	2026-04-21

CT RA
APPROVED

Since 2026-04-21

Branch Locations

869 Boston Post Road, Madison, CT 06443 • United States

1 Enterprise Drive #105, Shelton, CT 06484 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Massmutual Life Insurance Company	Hamden	CT	05/2011	07/2025
Mml Investors Services, Llc	Hamden	CT	10/2011	01/2018
Cadaret, Grant & Co., Inc.	Milford	CT	06/2018	07/2025
Lpl Financial Llc	Milford	CT	07/2025	Present
Warner Wealth	Madison	CT	04/2026	Present

05/2011 → 07/2025

Massmutual Life Insurance Company

Hamden, CT
10/2011 → 01/2018

Mml Investors Services, Llc

Hamden, CT
06/2018 → 07/2025

Cadaret, Grant & Co., Inc.

Milford, CT
07/2025 → Present

Lpl Financial Llc

Milford, CT
04/2026 → Present

Warner Wealth

Madison, CT

Previous Registrations

2018-06-12 → 2025-07-10

Cadaret, Grant & Co., Inc.

Milford, CT

Stamford, CT

Syracuse, NY
2014-08-13 → 2018-02-06

Mml Investors Services, Llc

Hamden, CT

Hamden, CT

Hamden, CT

Other Businesses

1. 07/10/2025- German Financial- Non-Variable Insurance- INV Related- At Reported Business Location(s)- Start date 01/01/2012- 100 Hours Per Month- 60 Hours During Trading

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2014-06-23
S63	Uniform Securities Agent State Law Examination	2011-11-19

S65 Uniform Investment Adviser Law Examination

2014-06-23
S63 Uniform Securities Agent State Law Examination

2011-11-19

Other Names

Daniel German

View on SEC IAPD