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Whitney Marie Harrison

Northwestern Mutual Investment Services, LLC

Franklin, TN

CRD 5929830

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Employer firm

Northwestern Mutual Investment Services, LLC CRD 2881

1 advisory clients

Reported services (Item 5G)

  • INVESTMENT RESEARCH; REFERRALS TO OTHER ADVISERS

From the firm’s Form ADV. Read the guides:

Current Employers
Northwestern Mutual Investment Services, Llc

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2014-02-05
  • MN RA
    APPROVED
    Since 2014-02-05

Branch Locations

501 Corporate Centre Dr Ste 200, Franklin, TN 37067 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Northwestern Mutual Life Insurance Company Milwaukee WI 06/2011 Present
Northwestern Mutual Investment Services, Llc Franklin TN 06/2012 Present
Colorado State University Fort Collins CO 08/2008 Present
Northwestern Mutual Wealth Management Company Milwaukee WI 10/2016 Present
  • 06/2011 → Present
    Northwestern Mutual Life Insurance Company
    Milwaukee, WI
  • 06/2012 → Present
    Franklin, TN
  • 08/2008 → Present
    Colorado State University
    Fort Collins, CO
  • 10/2016 → Present
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
Other Businesses

1. MAY EARN COMMISSIONS FROM INSURANCE COMPANIES NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, ANNUITY AND /OR DISABILITY INCOME INSURANCE PRODUCTS. 2. OWNER, M3D2, LLC, LEGAL ENTITY WMC COMPENSATION AND EA EMPLOYMENT, START DATE: 9/27/2023, HOURS PER MONTH: 41-79, HOURS DURING SECURITIES TRADING HOURS: 21-40, ESTABLISHED FOR BUSINESS PURPOSES, INVESTMENT RELATED.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2013-04-02
  • S63 Uniform Securities Agent State Law Examination
    2013-04-02
Other Names
  • Whitney M Markman
  • Whitney Marie Markman

View on SEC IAPD

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