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Mml Investors Services, LLC CRD 10409
$116B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2024-04-08 |
Branch Locations
Baldwinsville, NY • United States
10401 Innovation Drive Suite 125, Wauwatosa, WI 53226 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cambridge Investment Research, Inc. | Fairfield | IA | 05/2017 | 10/2018 |
| Homemaker | Las Vegas | NV | 05/2015 | 05/2017 |
| First Command Brokerage Services | Fort Worth | TX | 09/2020 | 11/2020 |
| First Command Advisory Services, Inc. | Fort Worth | TX | 09/2020 | 11/2020 |
| First Command Financial Services | Fort Worth | TX | 09/2020 | 11/2020 |
| Cambridge Investment Research, Inc. | Fairfield | IA | 10/2022 | 11/2022 |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 10/2022 | 11/2022 |
| Unemployed | Fort Leavenworth | KS | 12/2020 | 09/2022 |
| Mml Investors Services, Llc | Baldwinsville | NY | 03/2024 | Present |
| Massmutual Life Insurance Company | Baldwinsville | NY | 03/2024 | Present |
| Homemaker | Baldwinsville | NY | 12/2022 | 03/2024 |
| Unemployed | Mackenbach | 11/2018 | 08/2020 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2012-07-10 |
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