Best Investors Account Sign in
Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2015-08-28
FL RA APPROVED 2011-10-19
  • TX RA
    APPROVED_RES
    Since 2015-08-28
  • FL RA
    APPROVED
    Since 2011-10-19

Branch Locations

9000 Southside Blvd Bldg 400, Jacksonville, FL 32256 • United States

One Bryant Park, New York, NY 10036 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner And Smith Incorporated Jacksonville FL 05/2011 Present
  • 05/2011 → Present
    Merrill Lynch, Pierce, Fenner And Smith Incorporated
    Jacksonville, FL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-10-17
  • S66 Uniform Combined State Law Examination
    2011-10-17

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Jacksonville, FL

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor