Steven Alexander Kaufman

Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2011 → 07/2026
  Morgan Stanley Smith Barney Llc
  Alpharetta, GA
• 01/2015 → 07/2026
  Morgan Stanley Private Bank, N.A.
  New York, NY
• 07/2026 → Present
  Ameriprise Financial Services, Llc
  Alpharetta, GA

Previous Registrations

• 2013-03-20 → 2026-07-27
  Morgan Stanley
  Jericho, NY
  Garden City, NY
  Ft. Lauderdale, FL
  Alpharetta, GA
  Fort Lauderdale, FL

Exams

• S66 Uniform Combined State Law Examination
  2013-03-19

Other Names

• Steven A Kaufman
• Steven Kaufman