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Max Tyler Klein

Morgan Stanley

Paramus, NJ

Purchase, NY

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-05-15
  • TX RA
    APPROVED_RES
    Since 2020-05-15

Branch Locations

Mack Center Iv, South 61, Paramus Road, Paramus, NJ 07652 • United States

2000 Westchester Ave (Home Office), Purchase, NY 10577 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Llc Purchase NY 06/2014 Present
  • 06/2014 → Present
    Morgan Stanley Smith Barney Llc
    Purchase, NY
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2014-08-30
  • S63 Uniform Securities Agent State Law Examination
    2014-08-30

View on SEC IAPD

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